證券牌一問

我想考證卷牌 可以從咩途徑去獲取資訊?

可唔可以一考就考呢個牌的?

定係要考左d咩基本牌招定係咩保險牌先可以再考這個的?

ps: 我是沒有什麼相關知識的 但我想向這行發展及獲得更多資訊!

2 個解答

評分
  • 1 十年前
    最愛解答

    Basically, there are two types of license in relation to security

    type 1) dealing in security & type 4) advising on security.

    if you need to take order from client and proceed, then you need to license with type 1.

    If you will give advise to client regarding the security, then you need to license with type 4.

    Foundamental requirement is get pass of paper 1, 7 & 8 of HKSI

    For license requirement, can visit the following link for details

    http://www.sfc.hk/sfcRegulatoryHandbook/EN/display...

    For examination details, please visit the following link

    http://www.hksi.org/eng/exam/le.html

  • Victor
    Lv 5
    1 十年前

    如想考證券牌,可報由"香港證券專業學會"(HKSI)舉辦的考試,視乎你本身想做什麼(即做股票買賣、或股買賣等),可選不同的試考,詳情可瀏覽HKSI的網頁"http://www.hksi.org/eng/home.html"%E3%80%82

    考證券牌前,無須先取得保險牌,相反,如想賣投資相連保險,則須先取得證券牌,或考保險中介人資格試的卷5。

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