Grace 發問於 商業及金融投資 · 1 十年前

若非當從業員 (agent/dealer), 需不需要每隔3年重考LE Papers 1,7,8?

本人想入銀行的投資部(securities and derivatives)當後勤工作, 想問若非當從業員 (agent/dealer),

1. 需不需要每隔3年重考LE Papers 1,7,8?

2. 需不需要申請SFC Type 1 licence?


1 個解答

  • 1 十年前

    The examination result of paper 1, 7 & 8 is valid for 3 years only. If you do not register in the SFC within the period, you need to examinate again.

    2. all depends on the nature of the job. If you need to receive calls from customer and execute the instruction, you have to register as type 1.